CCO of Broker-Dealer GCM Grosvenor Inc.
New York, NY
**CCO of Broker-Dealer**at GCM Grosvenor New York, New York, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer wh ...
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New York,NY
**CCO of Broker-Dealer**at GCM Grosvenor New York, New York, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer wh
Regulatory Advisory Manager - Broker Dealer FORVIS
New York, NY
Description Requirements Ready to Accelerate Your Career? Join our rapidly expanding consulting team! Our Financial Services Consulting practice brings our global footprint, clients, industry expe ...
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New York,NY
Description Requirements Ready to Accelerate Your Career? Join our rapidly expanding consulting team! Our Financial Services Consulting practice brings our global footprint, clients, industry expe
Manager, Broker Dealer Regulatory Reporting Scotiabank Hockey Club
New York, NY
Title: Manager, Broker Dealer Regulatory Reporting Requisition ID: 142737 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. * Responsible ...
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New York,NY
Title: Manager, Broker Dealer Regulatory Reporting Requisition ID: 142737 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. * Responsible
Compliance Officer (Advisory & Broker Dealer) Leumiusa
New York, NY
**Compliance Officer (Advisory Broker Dealer)**at Leumi USA New York, NY USA * Key participant in and contributor to the execution of LISI (Leumi Investment Services Inc) Compliance Program, e ...
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New York,NY
**Compliance Officer (Advisory Broker Dealer)**at Leumi USA New York, NY USA * Key participant in and contributor to the execution of LISI (Leumi Investment Services Inc) Compliance Program, e
Compliance Officer - US Broker-Dealer Swiss Re
New York, NY
Location: New York, NY, US ** Compliance Officer - US Broker-Dealer****About Swiss Re**Swiss Re is one of the worlds leading providers of reinsurance, insurance and other forms of insurance-base ...
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New York,NY
Location: New York, NY, US ** Compliance Officer - US Broker-Dealer****About Swiss Re**Swiss Re is one of the worlds leading providers of reinsurance, insurance and other forms of insurance-base
Chief Compliance Officer, Broker Dealer YieldStreet, Inc.
New York, NY
**Chief Compliance Officer, Broker Dealer**New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the w ...
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New York,NY
**Chief Compliance Officer, Broker Dealer**New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the w
Manager, Broker Dealer Accounting and Reporting AllianceBernstein Holding L.P.
New York, NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services is in search of a manager, Broker Dealer Accounting and Reporting to join their newly fo ...
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New York,NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services is in search of a manager, Broker Dealer Accounting and Reporting to join their newly fo
NY - Compliance Officer in Broker Dealer Intesa Sanpaolo
New York, NY
**NY - Compliance Officer in Broker Dealer****Location:** New York, US *Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of ...
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New York,NY
**NY - Compliance Officer in Broker Dealer****Location:** New York, US *Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of
US Broker Dealer Controller / Deputy CFO (C15) Financial Executives International
New York, NY
**US Broker Dealer Controller / Deputy CFO (C15)**Citigroup New York , NY 10176 The Finance Acctg Sr Group Manager manages multiple teams through other managers. In-depth understanding of h ...
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New York,NY
**US Broker Dealer Controller / Deputy CFO (C15)**Citigroup New York , NY 10176 The Finance Acctg Sr Group Manager manages multiple teams through other managers. In-depth understanding of h
Risk Management - Liquidity Risk Management - Markets/Broker-Dealer Entities - Vice Presiden JPMorgan Chase
New York, NY
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a respon ...
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New York,NY
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a respon
Assistant General Counsel, Broker-Dealer Attorney New York Life Insurance Co
New York, NY
Location Designation: Hybrid - 3 days per week When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to ...
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New York,NY
Location Designation: Hybrid - 3 days per week When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to
Audit Manager - Capital Markets/Broker Dealer RSM Global
New York, NY
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full p ...
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New York,NY
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full p
Broker Dealer Accountant Social Capital Resources LLC
New York, NY
Performing assigned monthly, quarterly, and annual general ledger closing processes
Assisting in the development of financial statements and reports
Reviewing and explaining variances to budget/f ...
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New York,NY
Performing assigned monthly, quarterly, and annual general ledger closing processes
Assisting in the development of financial statements and reports
Reviewing and explaining variances to budget/f
Senior Consultant - Accounting Advisory - Broker Dealer (NY) CrossCountry Consulting LLC
New York, NY
**Senior Consultant - Accounting Advisory - Broker Dealer (NY)**CrossCountry Consulting is a trusted business advisory firm that provides customized finance, accounting, human capital management, risk ...
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New York,NY
**Senior Consultant - Accounting Advisory - Broker Dealer (NY)**CrossCountry Consulting is a trusted business advisory firm that provides customized finance, accounting, human capital management, risk
Head of Broker Dealer Compliance (Equity Routing focused) Intermedia Group, Inc.
Jersey City, NJ
OPEN JOB: Head of Broker Dealer Compliance (Equity Routing focused) LOCATION: Remote with occasional onsite office in Jersey City TYPE: Full Time Salaried JOB SUMMARY Our customer, a FIN ...
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Jersey City,NJ
OPEN JOB: Head of Broker Dealer Compliance (Equity Routing focused) LOCATION: Remote with occasional onsite office in Jersey City TYPE: Full Time Salaried JOB SUMMARY Our customer, a FIN
Financial Planning and Analysis Analyst Seton Hall University
South Orange, NJ
Financial Planning and Analysis Analyst
Job No: 496317
Full Time/Part Time: Full-time
Location: South Orange
Categories: Administrator
This is an entry level position to support the function ...
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South Orange,NJ
Financial Planning and Analysis Analyst
Job No: 496317
Full Time/Part Time: Full-time
Location: South Orange
Categories: Administrator
This is an entry level position to support the function
Broker Dealer Compliance - Assistant Vice President / Vice President iCapital
New York, NY
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and rec ...
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New York,NY
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and rec
Broker Dealer Controller Vice President iCapital Network
Greenwich, CT
**Broker Dealer Controller Vice President**at iCapital Network Greenwich, CT, United States iCapital is powering the worlds alternative investment marketplace. Our financial technology platfor ...
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Greenwich,CT
**Broker Dealer Controller Vice President**at iCapital Network Greenwich, CT, United States iCapital is powering the worlds alternative investment marketplace. Our financial technology platfor
Dealer Careerbuilder
New York, NY
PT Services (New Jersey) LLC is part of Playtech - the world's largest online gaming software supplier traded on the London Stock Exchange Main Market. Playtech offers cutting-edge, value-added soluti ...
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New York,NY
PT Services (New Jersey) LLC is part of Playtech - the world's largest online gaming software supplier traded on the London Stock Exchange Main Market. Playtech offers cutting-edge, value-added soluti
Intermediate Staff Accountant, Broker Dealer Accounting AllianceBernstein Holding LP
New York, NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team for Bernstein Institutional Services is in search of an Intermediate Staff Accountant, Broker Dealer Accounting to join thei ...
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New York,NY
Who You'll Work With:The Broker-Dealer Accounting/Regulatory Reporting team for Bernstein Institutional Services is in search of an Intermediate Staff Accountant, Broker Dealer Accounting to join thei
Dealer Account Manager Westlake Financial
New York, NY
WESTLAKE FINANCIALWestlake Financial is the largest privately held auto finance company in the United States with demonstrated growth year over year. We continue to expand our teams and diversify our ...
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New York,NY
WESTLAKE FINANCIALWestlake Financial is the largest privately held auto finance company in the United States with demonstrated growth year over year. We continue to expand our teams and diversify our
Broker Assistant Ryan Specialty
New York, NY
RT Specialty, a division of Ryan Specialty is looking for a Broker Assistant to join our NYC team. We are a fast paced, energetic and rapidly growing organization that offers a great opportunity for s ...
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New York,NY
RT Specialty, a division of Ryan Specialty is looking for a Broker Assistant to join our NYC team. We are a fast paced, energetic and rapidly growing organization that offers a great opportunity for s
Business Control Manager-Broker Dealer Customer Protection Manager-Global Market Operations Bank of America
New York, NY
Business Control Manager-Broker Dealer Customer Protection Manager-Global Market OperationsNew York, New York**Job Description:**At Bank of America, we are guided by a common purpose to help make fina ...
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New York,NY
Business Control Manager-Broker Dealer Customer Protection Manager-Global Market OperationsNew York, New York**Job Description:**At Bank of America, we are guided by a common purpose to help make fina
Surety Broker Procore Technologies
New York, NY
Company DescriptionJob DescriptionWe're looking for an experienced Surety Broker to be part of the early team for Procore Risk Advisors. Surety is crucial to a contractor's livelihood, and they deserv ...
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New York,NY
Company DescriptionJob DescriptionWe're looking for an experienced Surety Broker to be part of the early team for Procore Risk Advisors. Surety is crucial to a contractor's livelihood, and they deserv
